Responding Effectively to Government Information Requests Under Treaties, Subpoenas, National Security Letters and Section 314(a)
If your financial institution receives a request for information from a government authority, its incorrect or improper handling or delivery will cause problems with investigators and, sometimes, your regulators. The requests may include requests for documentation supporting suspicious transaction reports, inquiries by local or foreign FIUs, court orders and more. Most countries’ legislations require financial institutions to have policies and procedures concerning their compliance with requests for information from law enforcement agencies. What you do when you receive one? This web seminar will guide you on how to comply with your obligations to law enforcement agencies and prosecutors and avoid problems with regulators. Here, experts analyze real–life cases and teach you what to do when the government knocks on your door.
Speakers
David B. Chenkin
Partner, law firm Zeichner Ellman & Krause LLP, New York, he represents financial institutions in civil, criminal, regulatory and compliance matters. As head of the firm’s anti-money laundering and Bank Secrecy Act compliance groups, he represents institutions under investigation by Congress, federal, state and local prosecutors and banking regulators. He also handles confidential internal investigations for clients facing potential civil, criminal and regulatory problems.
Lisa Grigg Senior Vice President, AML Executive, Bank of America, Charlotte, North Carolina, she is in charge of the Investigations and Economics Sanctions Team. This team is responsible for investigating money laundering and or terrorist financing matters for the corporation. Previously, Grigg worked at Wachovia Corporation, and had corporate-wide responsibilities for monitoring and investigating suspicious activity for money laundering and terrorist financing. She has served as a Special Agent with the U.S. Secret Service where she had both protective and investigative duties.
"I've been to many AML seminars and found the ones given by Money Laundering Alert to be the most interesting, with all current hot topics included."
- Christina Wing, DeutscheBank, New York City
"Excellent. A single resource of combined knowledge. Always presented in a lively manner."
- Michael Trimmer, Trimmer & Company Ltd, Chicago
"I have attended several seminars..but I received more information and learned more from this seminar than at any other..."
- Roger Long, Sr. Manager Internal Fraud, Direct Merchants Bank
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Return Policy
If you are dissatisfied with one of our guides or CD-ROMs for any reason, you may
return it in new condition within 5 business days of receipt of the merchandise for a full refund.
Recorded - JUNE 6, 2008
Price: $245.00
This product qualifies for quantity discount pricing. (what's this?)
