Achieving Examination Excellence With Best Practices That Regulators Cannot Criticize

Regulatory examinations in all countries are work–intensive and stressful. Thorough preparation can go a long way toward assuring your survival and your sanity during and after the examination. To avoid poor reviews or regulatory sanctions there are tools that can mitigate those risks. The interagency Bank Secrecy Act/Anti–Money Laundering Examination Manual and past enforcement actions provide invaluable aids for financial institutions and represent also a roadmap not only for banks, but for all types of financial institutions worldwide. In this web seminar, you will learn how to prepare for an examination and the best practices for your compliance program to keep it out of harm’s way. Experts will give you the knowledge you need to develop a stellar AML program that will pass examination muster and meet regulatory expectations.

Expert Speakers:

Ross Delston, CAMS
Delston is the founder of GlobalAML.com, a Washington, DC-based compliance consulting firm. An attorney and former Federal banking regulator, he specializes in advising multinational financial services firms on BSA/AML compliance issues. In addition, as a consultant to the International Monetary Fund, he has participated in the AML/CFT assessments of seven offshore financial centers. He was recently named to the AML subgroup of the Financial Services Roundtable’s Blue Ribbon Commission on Enhancing Competitiveness; its report was issued in November 2007.

Edward Monahan, CAMS
Monahan is Director of BSA and AML Risk Management Advisory Services for the worldwide accounting and consulting firm PricewaterhouseCoopers, Miami, Florida. As such, his responsibilities include assisting clients in preparing for BSA related examinations and in responding to exam results. Monahan also performs diagnostic reviews of private wealth management strategies and operations that require compliance with the USA Patriot Act, and has taken part in crisis remediation programs during time-sensitive regulatory enforcement actions.

"I've been to many AML seminars and found the ones given by Money Laundering Alert to be the most interesting, with all current hot topics included."
- Christina Wing, DeutscheBank, New York City

"Excellent. A single resource of combined knowledge. Always presented in a lively manner."
- Michael Trimmer, Trimmer & Company Ltd, Chicago

"I have attended several seminars..but I received more information and learned more from this seminar than at any other..."
- Roger Long, Sr. Manager Internal Fraud, Direct Merchants Bank

Multiple Web Seminar CD-ROM Discounts

Return Policy
If you are dissatisfied with one of our guides or CD-ROMs for any reason, you may return it in new condition within 5 business days of receipt of the merchandise for a full refund.

Recorded - MARCH 7, 2008

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