Corporate Customers: Managing Their AML Risks and Detecting Suspicious Activity (CD-Rom)

The Financial Action Task Force says "anonymity is a critical factor" that attracts criminals to corporations. In addition, the U.S. Senate Permanent Subcommittee on Investigations, the U.S. Financial Crimes Enforcement Network and others have documented the laundering risks that financial institutions and professionals face with corporate customers. Limited liability companies, shareholders, subsidiaries, nominees, attorneys, accountants, trust managers, and online corporate formation agents, are all part of the complicated equation that AML professionals need to decipher. What are the controls you should have in place for your defense? Are there any corporate customer due diligence procedures that you should adopt? In this web seminar you will get the expert guidance you need to deal effectively with the risks of corporate customers.

Shannon Hodges
Special Agent and Senior Analyst with the IRS Criminal Investigation Section. She is assigned to the Financial Crimes section in CI Headquarters and has national program responsibility for Bank Secrecy Act related investigations, Suspicious Activity Report Review Teams, and is the CI liaison to the Financial Crimes Enforcement Network. She has been a special agent since 1985. She started her career in San Francisco where she spent 20 years investigating violations of the Internal Revenue Code, Bank Secrecy Act and Money Laundering Control Act. During that time, Shannon held a variety of collateral duties including Suspicious Activity Report Review Team Coordinator, Undercover Agent and Asset Forfeiture Coordinator. Shannon has taught Financial Investigative Techniques courses to federal, state and local agents throughout the country and has trained IRS Criminal Investigation special agents at the Federal Law Enforcement Training Center.

Rachel Raemore
Currently the Anti-Money Laundering Compliance Director for the Capital Management and Wealth Management Groups at Wachovia Corporation, she ensures that each business line within the two divisions has analyzed and instituted the appropriate programs relative to managing AML and OFAC risks. Prior to that, Rachel was the Compliance Director for the Retail Broker Dealer of First Union, now Wachovia.

"I've been to many AML seminars and found the ones given by Money Laundering Alert to be the most interesting, with all current hot topics included."
- Christina Wing, DeutscheBank, New York City

"Excellent. A single resource of combined knowledge. Always presented in a lively manner."
- Michael Trimmer, Trimmer & Company Ltd, Chicago

"I have attended several seminars..but I received more information and learned more from this seminar than at any other..."
- Roger Long, Sr. Manager Internal Fraud, Direct Merchants Bank

Multiple Web Seminar CD-ROM Discounts

Return Policy
If you are dissatisfied with one of our guides or CD-ROMs for any reason, you may return it in new condition within 5 business days of receipt of the merchandise for a full refund.

Recorded - October 5, 2007

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