Eddie Yue, the Hong Kong Monetary Authority Chief Executive, delivered the opening remarks at Hong Kong Association of Bank’s financial technology seminar, outlining the next phase of Hong Kong’s FinTech strategy.
Goldman Sachs invests in AML regtech, Crown Resorts executives disregarded AML concerns, and more, in the weekly roundup.
Maltese FIU to shift from AML fines to remediation, Swedish gaming company challenges $175 million penalty, and more, in the midweek roundup.
The Hong Kong Securities and Futures Commission issued a disciplinary action and fine of $5 million against the Hong Kong-based securities firm, for its breach of anti-money laundering and counterterrorist financing regulations.
The Hong Kong Securities and Futures Commission issued a disciplinary action against the Hong Kong-based securities firm, ordering it to pay $7.2 million for anti-money laundering and counterterrorist financing regulatory breaches.
|Compliant : 11||High : 0|
|Largely Compliant : 25||Substantial : 6|
|Partially Compliant : 4||Moderate : 5|
|Non-Compliant : 0||Low : 0|
|Rank : 80/141|
|Score : 4.99/10|
|Rank : 16/180|
|Score : 76/100|
|Rank : 4/133|
|Score : 66/100|