TOP STORY

Frankfurt

Jun

12

Now Clear of Trouble, German FIU Targets Political Extremism

German FIU head Daniel Thelesklaf, who previously directed the FIUs of Switzerland and Liechtenstein and chaired Monevyal, discussed the slate of anti-financial crime reforms now underway in Germany with ACAMS moneylaundering.com senior reporter Gabriel Vedrenne.

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Enforcement Actions

The U.S. Securities and Exchange Commission ordered the Chicago, IL-based business communication and marketing services provider to pay a civil penalty of $2,125,000 to settle violations relating to cybersecurity incidents and alerts in late 2021.
The Swiss Financial Market Supervisory Authority took administrative action against the Geneva, Switzerland-based bank for breaching its anti-money laundering obligations.
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Legs & Regs

Financial Crime Matters: Ex-OCC Official Discusses Recent FinCEN Rulemaking
Wagner
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Enforcement Actions

The U.S. Securities and Exchange Commission ordered the Chicago, IL-based business communication and marketing services provider to pay a civil penalty of $2,125,000 to settle violations relating to cybersecurity incidents and alerts in late 2021.
The Swiss Financial Market Supervisory Authority took administrative action against the Geneva, Switzerland-based bank for breaching its anti-money laundering obligations.