TOP STORY

Oct

14

Estonia Intensifies Cryptocurrency Crackdown

Estonia has revoked the operating licenses of hundreds of cryptocurrency exchanges over the past two years and plans to continue the crackdown in the months ahead, the head of the country’s FIU told ACAMS moneylaundering.com. (Getty Images)

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Legs & Regs

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Enforcement Actions

The U.S. Securities and Exchange Commission issued an order requiring the Zurich, Switzerland-based multinational investment bank and financial services company to pay a fine, disgorgement and prejudgment interest totaling $99,051,872 for violations of the Foreign Corrupt Practices Act.
The U.S. Securities and Exchange Commission issued an order requiring the London-based subsidiary of a Russian financial institution to pay a fine, disgorgement and prejudgment interest totaling $6,429,883.94 for violating the anti-fraud provisions of federal securities laws.